Frequently Asked Questions
about
Fingerprints
Updated
22 November 2005
The FAQs on this
page have resulted from the most common questions the Webmaster
has received in recent years.
Click here to post new
questions on a Forum (not this
page) and
read an answer soon.
The answers on
this page come from several sources, including Certified Latent Print
Examiners at crime labs in America and Fellows of The Fingerprint
Society. Insofar as possible, content conforms with guidelines of
the IAI, and the FBI Laboratory sponsored Scientific Working Group on
Friction Ridge Analysis, Study and Technology (SWGFAST).
Officially though, these answers do not purport to represent anything
other than Ed German's general topic
answers about fingerprints.
Comments
and suggestions are welcome.
| What
are the fundamentals of the science of fingerprints?
Q1
|
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you? Click on the correct category to see the best answer:
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The two basic ideas
scientists believe about fingerprints are:
- Fingerprints never change.
Small ridges form on a person's hands and feet before they are born and
do not change for as long as the person lives.
- No two fingerprints are
alike. The ridges on the hands and feet of all persons have
three characteristics (ridge endings, birfurcations and dots) which
appear in combinations that are never repeated on the hands or feet of
any two persons. A ridge ending is simply the end of a ridge. A
bifurcation is a Y-shaped split of one ridge into two. A dot is a
very short ridge that looks like a
"dot."
John Q.
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The basic
fundamentals in the science of fingerprint identification are
permanence and individuality.
Permanence:
Fingerprint ridges are formed during the third to fourth month of fetal
development. These ridges consist of individual characteristics
called
ridge endings, bifurcations, dots and many ridge shape
variances.
The unit relationship of individual characteristics does not naturally
change
throughout life... until decomposition after death. After
formation,
an infant's growing fingerprint ridges are much like drawing a face on
a
balloon with a ball-point pen and then inflating the balloon to see the
same
face expand uniformly in all directions. Unnatural changes to
fingerprint
ridges include deep cuts or injuries penetrating all layers of the
epidermis
and some diseases such as leprosy.
Permanent
scars, disease damage, and temporary changes such as paper cuts appear
as jagged edges and sometimes "puckered" ridge detail in opposition to
smooth flowing natural formations. Warts can come and go, but
generally push apart an area of friction ridges and can disappear
completely when the wart is gone because they are not a part of the
friction ridge structure. Look at a wart with a magnifying glass
and you will notice that the friction ridges "surround" the wart.
Senile atrophy of friction skin due to old age causes the ridges to
often almost flatten, causing fingerprints with many creases (creases
are also unique but not always permanent) and poorly defined
ridges. Oddly, newborn infants also often have more creases
than clearly defined ridge detail in their barefoot prints. The
creases are unique, but change relatively rapidly and often disappear
as the infant grows. The best chance of seeing friction skin
ridges on newborn infant footprints is to look carefully with a
magnifying glass on and near the big toe.
Individuality:
In the over 140 years that fingerprints have been routinely compared
worldwide, no two areas of friction skin on any two persons (including
identical twins) have been found to contain the same individual
characteristics in the same unit relationship. This means that in
general, any area of friction skin that you can cover with a dime (and
often with just a pencil eraser) on your fingers, palms, or soles of
your feet will contain sufficient individual characteristics in a
unique unit relationship to enable identification. Recent studies
comparing the fingerprints of cloned monkeys showed that they, just
like identical twin humans, have completely different
fingerprints. When doctors state that twins have the same
fingerprints, they are referring
to the class characteristics of the general ridge flow, called the
fingerprint pattern. These loop, arch and whorl ridge flow
patterns have nothing to do with the individual characteristics used to
positively identify persons. Before modern computerized systems,
fingerprint classification was essential to enable manual filing and
retrieval of fingerprints in large repositories.
For many
years experts testified that no two fingerprints in the hundreds of
millions of fingerprint cards on file in America had ever been found to
be alike. This was misleading in that large fingerprint files
were for the first 110 years of police usage separated into small file
categories by class characteristics such as:
- sex
- age
- presence
of scars
- presence
of whorl, loop and arch formations in various fingers
- ridge
counts and tracings between different pattern focal points (deltas and
cores)
Thus, for
example, at the FBI's former Identification Division with over 200
million fingerprint cards, no individual card and no individual
fingerprint was ever completely compared against all the other
fingerprints on file. In such manual filing systems fingerprints were
compared only with corresponding fingerprint
cards possessing the same class characteristics.
This all
changed with the advent of AFIS (Automated Fingerprint Identification
Systems), and many agencies have now compared thousands of individual
fingerprints (such as fingertip impressions from crime scenes) against
every fingerprint in
the entire repository. None have been found to have the same
individual characteristics in the same unit relationship.
Math is
the only exact science. However, fingerprint identification lends
itself well to mathematical validation. As of September 2002, at least
seven state AFIS sites make fingerprint card to fingerprint card
positive identifications without human intervention. Latent
prints (finger, palm and foot) from crime scenes are not positively
identified by computers primarily because of background interference
(dirt, scratches on items/surfaces touched, etc.) and the relatively
poor clarity of some crime scene latent prints.
When DNA
evolved as a science, the term "DNA fingerprinting" was adopted to lend
credibility to that science's newcomer status which is in its infancy
compared with the empirical validation of fingerprint identification
worldwide. DNA
analysis as commonly practiced in forensic science laboratories cannot
differentiate between identical twins, but fingerprints have always
been able to differentiate identical twins.
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The basic
fundamentals in the science of fingerprint identification are
permanence and individuality.
Beyond
the John
Q. Public info you can read by clicking here, you
should
know that a "positive identification" is not necessarily a "positive
identification".
The science of friction ridge identification leaves no room
for error when professional guidelines are followed in its
application...
but, in any field of human endeavor (including simple math addition,
subtraction,
etc.) there will always be oversights.
Every
competent fingerprint expert will have an identification
verified. Procedurally, at most agencies it is not an
identification until it is verified by another competent
expert. Most state and federal level crime labs will not
even inform you that a fingerprint match occurred until after the
"identification" has been verified. An exception to this rule is
fingerprint card
to fingerprint card identifications made in some Automated Fingerprint
Identification System (AFIS) computers. Latent print "matching"
scores at AFIS sites are normally evaluated and "verified" by two human
experts before the "identification" is reported.
Never
base an
identification on just the matching fingerprint classification. A
matching
fingerprint classification (Henry classification, NCIC classification,
etc.)
means only that the person printed belongs to the group of persons
whose
prints all have that same classification... just like sorting out a
large
number of persons based on sex, age, height, weight, eye color,
etc. The identification should be verified by a well qualified
fingerprint expert based on a comparison of the individual
characteristics in the fingerprints... not based on the
classification. In some agencies the inked print to inked
print identifications are automatically reported after
computerized matching in an AFIS (Automated Fingerprint Identification
System) with
a minimum matching "score" set so high that human intervention is not
necessary. Low score matches in an AFIS are checked and verified
by humans.
Do NOT
have an arrest warrant issued based on a fingerprint "match" unless you
are certain of the credentials of the expert. Unless an ID tech
at your agency was an expert before they attended schools such as the
one-week FBI classification course and the one-week FBI latent print
techniques course, they did NOT leave those schools as experts (the FBI
issues certificates of attendance... not certificates of successful
course completion). Although American law accepts them as experts
with such little training, they are not. In court they only have
to have more knowledge about fingerprints than the average man on the
street to be legally qualified as an expert.
Most
fingerprint experts train for at least two or three years under
the watchful eye of experienced Latent Print Examiners before they are
allowed to work unsupervised on latent prints from crime scenes.
Self-training can equip an ID
tech at a small department with the same two weeks of experience, 50
times
over. Also, a deputy who looks at latent prints a couple of hours
per
month for ten years does NOT have ten years experience... he has the
equivalent
of a few weeks of crime lab type experience... and it is poor quality
experience if his work was not reviewed. How much is he missing
if he only takes his "idents" to someone else for verification.
He may only be identifying the prints a chimp could match and missing
more difficult impressions.
Although
there are very competent fingerprint experts in America who hold no
certification, over nine hundred have attained the title of Certified
Latent Print Examiners from the International Association for
Identification (IAI) after completion of stringent testing (most years
less than 50% of those persons taking the six hour exam have
passed). In recent years the IAI has simplified the
classification portion of the test and there is now no reason for any
latent print examiner to avoid testing with excuses such as, "I only
work with latent fingerprints and don't do filing so I can't be tested
on classification." Suspect their expertise if they use such
excuses. A part time expert with poor quality training will not
be able to pass the examination.
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The basic
fundamentals of fingerprints are permanence and individuality.
You will
end up permanently in jail if you live in one of the "three
strikes and you're out" states after the third time your fingerprints
are found at the crime scene.
The individuality
of your fingerprints makes it easier to keep your arrest record
separate from other convicts.
Why are
you reading this???
Wear
gloves... we sometimes like to identify you from your shoe prints, that
drop of blood by the broken window, or the many other traces of your
presence left behind.
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| Why
didn't the police dust my house (or car) for prints when I reported
that thieves broke in?
Q2
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are you? Click on the correct category to see the best answer:
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|
Time
and money... and maybe poor training.
Time:
No agency can do everything in every case. Some police agencies
are understaffed and do not process crime scenes when no personal
injury occurred, or when the dollar value of damage and items stolen is
under a certain amount (such as $500 or $1,000).
Money:
As with the paragraph above, police budgets may limit the manpower
(time) available for processing some crime scenes. Also, because
of money you normally do NOT want the police to process all the
surfaces in your home or car using all possible processing methods to
collect all available latent fingerprints. For example, using all
possible methods in your car would make it worthless. Using all
possible methods in your home would probably mean the destruction of
carpeting and furniture, plus the sealing (with lacquer, etc.) and
repainting of many wall surfaces to repair dye stain and chemical
damage. It is not unusual for a crime laboratory or evidence
response team to do tens of thousands of dollars in damage to a home
they completely process (typically for a who-done-it murder).
Poor
training: Ask
the average policeman who comes to your house what is left behind in
latent fingerprints and he will probably say "oils." That could
happen if the burglar
were eating fried chicken, just put on Vitalis, or was rubbing his oily
face... but, oil and fatty substance secreting glands on the human body
(sebaceous glands and apocrine glands) are NOT present on surfaces
lacking
hair... that is, NOT on finger, palm or barefoot friction ridge skin. A
slight amount of trace oil can sometimes be present because of "flow"
on
the skin surface from the back of the hand to the front, but such oil
is
only a slight trace compared with the oil you get on your fingers from
rubbing
your nose or forehead. Natural secretions from the sweat
secreting glands (called eccrine glands) on fingers and palms (and bare
feet) secrete NO OILS. They secrete about 98 or 99 per cent
water, and the solids dissolved in the water include amino acids,
proteins, polypeptides, and salts.
If you
want to duplicate the basic effect of fingerprints on evidence, clean
off a rubber name stamp so it leaves no ink traces behind. Next
dip it into a solution of chicken broth. Shake off the excess
liquid and stamp the impression on a drinking glass. Within a few
minutes the liquid will dry and
the impression will be almost invisible. Make another test
impression
on a piece of paper and let it dry. Unless you happen to have
oily
chicken broth you have just roughly (very roughly) duplicated the
natural
secretions present in latent fingerprints at crime scenes. Some
researchers have compared dried eccrine gland secretions to a very
faint coating of dried "shellac."
Latent
fingerprints
on glass, paper, or similar nonporous surfaces should be chemically
processed to develop
the
best quality (greatest contrast) ridge detail. Picking up the
glass
with a handkerchief around your hand would destroy the test print... so
would putting it in a plastic bag or envelope to carry it to a crime
lab. Doing the same with the paper would not harm the test print
there because it has soaked down into the paper fibers. Dusting
the glass with fingerprint powder will probably destroy the latent
print (there's usually no oil for it to stick to) and will almost never
give the excellent results possible with chemical processing.
Without chemical processing, the best you could
probably do would be to "rejuvenate" the impression on the glass by
breathing on it and then dusting with powder immediately after you see
the "fogged" area on the glass evaporate. The moisture from your
breath will leave the ridge detail slightly moist for a short while and
increase the chances of fingerprint powder sticking to the non-oily
print.
On what kinds of evidence can
fingerprints be developed? Many
police will remark that a certain surface cannot be processed for
fingerprints. Any surface that is about as smooth as the
miniature
corrugated cardboard type ridges on your fingers can potentially bear
identifiable latent fingerprints... and the flexibility of the finger
skin can
often also conform to relatively rough surfaces such as imitation
leather
dashboards. Fingerprints from crime scenes have been identified
on
papers, cigarettes, fruit, crumpled aluminum cans, plastic garbage
bags, bed
sheets, rocks, dead bodies (prints on bodies are usually contaminated
prints
involving body fluids, lipstick or some other substance transferred via
the
suspect's fingers), and thousands of other surfaces
How long do fingerprints last
on evidence? Fingerprints
on paper, cardboard and unfinished wood can last for up to forty years
(per
actual casework histories) unless exposed to water (and contaminate
transfer
prints can even then sometimes persist). Fingerprints on
non-porous
surfaces such as plastic, metal and glass can last for many years if
not
exposed to water and if left undisturbed.
Can a Fingerprint
Expert determine if latent prints are "fresh" versus old?
Estimates
about the age of latent prints are unreliable when the experts guessing
have no
idea what was on the fingers that touched a surface. Latent
prints that
develop "quickly, strongly or dark" are not necessarily consistent
with having been "recently" deposited. Unless scientific
analysis of latent print residue on evidence was completed before
processing with powder or chemicals to visualize latent prints (which
is an
analysis seldom performed because latent prints tend to be invisible
until
processed), then the nature of the latent print residue deposited by
the
fingers or palms cannot be known (whether it was fried chicken oil,
grease,
natural secretions from the fingers, etc.). Circumstantial evidence
such as
information that an item was cleaned thoroughly with glass cleaner,
soap and
water, etc., could date latent prints on the item as not being older
than the
last thorough cleaning.
So
what is normal if the police do come out and process your home or car
for latent prints? Unless it's a murder or rape, they usually
only dust with powder for prints even though it leaves behind or
destroys probably over
50% of the identifiable prints on glass, plastic and metal surfaces.
If the responding police
are knowledgeable and have the time/money to give good service for your
situation, they
will probably use a strong flashlight and carefully look at shiny
surfaces for
fingerprints which can often be photographed without dusting... and
using a strong flashlight they can also save time by not dusting a
dresser top that has an undisturbed layer of house dust on it (it
wasn't touched by the perpetrator). Good crime scene procedure at
a burglary or rape also involves making the rooms dark and looking with
a strong flashlight for footwear impressions in dust (especially behind
a TV or VCR location on tile or vinyl floors). Such footwear
impressions can be photographed, and then lifted with electrostatic
dust lifters, gel lifters, or specially prepared (black) silicon
rubber. Investigators should dust the doors, windows, dressers
and other large,
immovable surfaces after photographing identifiable prints they found
with
special lighting (such as bouncing the flashlight almost straight back
into
the camera from the shiny surface, or sometimes skimming the flashlight
beam
just across the surface). Yes, just looking with a flashlight and
dusting
leaves behind many of the identifiable latent prints... but, it is
normally
not reasonable to do tens of thousands of dollars damage to a
home
or business to get every possible latent fingerprint from a
burglary.
Such processing also takes days and the home/business cannot be
occupied
while the chemical processing is in progress.
In an
ideal situation, investigators should collect and take with them any
small items (especially envelopes that were opened... burglars often
remove gloves because this is difficult unless barehanded) known to
have been touched, and which are okay to be destroyed during
processing. Sometimes only a portion of an item (computer
exterior case only, etc.) will be collected for processing so as to
limit the destructive dollar value and still maximize the chance of
solving the crime. Ideally, nonporous surfaces (which a drop of
water would probably not soak into) should be superglue fumed at the
crime
scene before transit OR transported in such a way as to minimize
contact
between any smooth surfaces and packaging materials/containers. A
beer
bottle, for example, should either be superglue fumed at the crime
scene
or carried upright in a box with minimal contact against any side
surfaces. Putting a beer bottle (or gun, can, knife, credit card,
etc.) in a plastic or paper bag (or envelope) can sometimes be about
the same as wiping it
clean.
Investigators
should never dust paper or cardboard surfaces with fingerprint powder
if the surface can be collected for chemical processing. Dusting
papers and cardboard gets very few prints (only those with contaminants
such as oil
from eating fried chicken). Investigators often learn about
dusting papers at training where it works well on oily prints from
intentionally touching their face, or on "fresh" natural secretion
prints that haven't had
a chance for the water to dry yet. In the real world, it is poor
police
procedure unless they are just wanting to make victims feel better that
at
least the police appear to be trying.
The
police may look at your home/car with an alternate light source while
wearing goggles to see fingerprints that might glow (when viewed
through orange goggles or filters). They may also use the same
light without goggles like a
strong flashlight. Alternate light sources are similar to a
portable laser, with only a few wavelengths of light shining -
typically blue-green or UV. Without doing hours of fuming and
other chemical preparation, the chances of finding a fingerprint that
glows without chemical treatment (called inherent luminescence) are
slim. However, if the police use the visible wavelengths (not UV)
of the alternate light source without goggles like a strong flashlight,
then they at least have a fair chance of finding some fingerprints.
Often they will use an orange or green colored dusting powder along
with an alternate light source. The bottom line is that a ten
dollar flashlight with fresh batteries will find as many or more crime
scene fingerprints than an alternate light source without using
special chemical fuming and dye stains that tend to destroy the surface
processed.
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In addition to the
information you can read in the John Q. Public answer by clicking here, you
should know that latent fingerprints are very fragile and you are
destroying
them if you:
- Pick up a gun,
glass, bottle, knife, credit card, etc., with gloves or a handkerchief
touching any place the
perpetrator's prints might be. Papers can be handled with gloves
or
your handkerchief without harming latent prints so long as your gloves
or
handkerchief are not oily or contaminated. Never, ever dust
papers
or cardboard with powder unless you are just doing a "public relations
show"
and are willing to ignore excellent latent fingerprints that can be
developed
with chemicals.
- Put that same gun,
glass, bottle, knife, credit card, etc., in a plastic bag, paper bag or
envelope... you are destroying latent prints that may exist where the
packaging material comes into contact with it.... it's about the same
as wiping it clean in many instances. Either transport the item
to the crime lab in such a manner that minimizes any contact of smooth
evidence surfaces with anything else... or superglue fume the evidence
before transport (you won't hurt DNA or drug testing per recent
research).
A bright flashlight with
fresh batteries is your best friend for finding latent fingerprints at
crime scenes.
Fingerprints are not
normally oily so you should realize that
just dusting with powder is probably going to miss 50% of the
identifiable latent prints that could be found if all possible crime
scene processing techniques were utilized. Most crimes cannot
justify such expenses of
time and manpower, so your compromise is to dust the points of entry,
exit
and surfaces known to have been touched (this will get the occasional
oily
contaminated latent prints there)... AND collect smaller items that can
be
processed at the crime lab for all possible prints. Those small
items
will be basically destroyed with chemicals.
Carry the office and
home phone numbers of a Latent Print Examiner from your supporting
crime lab in your crime scene processing kit. Call him up and ask
questions if
uncertain. Those folks exist to support your forensic science
needs.
John Q.
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| Are
fingerprints inherited... are they more similar between family members
than between strangers?
Q3
|
Who are
you? Click on the correct category to see the best answer:
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|
Are fingerprints
inherited... are they more similar between family members than between
strangers?
The general shape or
overall pattern of finger and palm prints can be inherited. Family
members will often have similar patterns or designs (whorls, loops,
etc.) on the same fingers of their hands. The tiny details in the
fingerprint ridges, however, are not inherited and are different
between all friction skin areas of
all persons... even between twins.
John Q. Public's
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Are fingerprints
inherited... are they more similar between family members than between
strangers?
The overall general flow
or pattern (Level 1 detail) of
friction ridges on human hands and feet is governed primarily by the
height and position of the volar pads formed before birth. The
formation of the volar pads is affected by inherited traits from the
parents. High pads will form whorls, low pads arches, a medium height
pad to one side a loop, etc. Thus twins
or close relatives may have very similar ridge flow patterns (also
called
finger or palm print classification).
A few related articles
are listed
as follows:
Heredity
in Fingerprints ,G. Shahan, ID News, Vol XX, No. 4, pp. 1,
10-14.
A
Family Fingerprint Project, J.S. McCANN, ID News, May 1975, pp.
7-11.
Inherited
Characteristics In Fingerprints: (or Theory of Relativity), T.
Jones, The Print, Vol 4, No. 5.
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Are fingerprints
inherited... are they more similar between family members than between
strangers?
Fingerprint patterns are
inherited and thus non-fingerprint experts looking in a police
fingerprint file must be careful not to confuse fingerprint records of
close relatives based
on fingerprint classification (Level
1
detail). Likewise, a National Crime Information Center Fingerprint
Classification Code (FPC) may be very similar for close
relatives.
The actual finger and
palm print
detail used to effect an identification is not inherited and experts
have
no problem differentiating even identical twins.
See the John
Q. Public answer for more details.
John Q. Public's
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Are fingerprints
inherited... are they more similar between family members than between
strangers?
Only the overall whorl,
loop, etc., patterns are inherited. The police might confuse your
fingerprints with your twin brother's... for about ten seconds. The
moment they put a magnifying
glass on them they will see obvious differences.
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| Is fingerprint
identification a science.... and can tiny
fragments of finger or palm prints be reliably identified in accordance
with modern legal and scientific guidelines?
Q4
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Who are
you? Click on the correct category to see the best answer:
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Is
fingerprint identification a science.... and can tiny fragments of
finger or palm prints be reliably identified in accordance with modern
legal and scientific guidelines?
Yes.
It is scientific.
Fingerprints have been
collected, observed and tested as a means of unique identification of
persons for more than 100 years.
Scientists have proven
the validity
of fingerprint identification, including tiny fragments, in courts
throughout
the world for many years.
John Q. Public's
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Officer's Answer
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Is
fingerprint identification a science.... and can tiny fragments of
finger or palm prints be reliably identified in accordance with modern
legal and scientific guidelines?
Yes.
Some common definitions
of science
are:
The observation, identification, description,
experimental investigation, and theoretical explanation of
phenomena.
Accumulated and established knowledge, which has
been systematized
and formulated with reference to the discovery of general truths or the
operation
of general laws; knowledge classified and made available in work, life,
or
the search for truth; comprehensive, profound, or philosophical
knowledge.
Knowledge when it relates to the physical world and
its phenomena, the nature, constitution, and forces of matter, the
qualities and functions of living tissues, etc.
Any branch or department of systematized knowledge
considered as a distinct field of investigation or object of study; as,
the science of astronomy, of chemistry, or of mind.
Any domain of knowledge accumulated by systematic
study and organized by general principles.
With over 100 years of
systematic observation and scrutiny, detailed in thousands of pages of
peer reviewed observations worldwide, friction ridge identification
easily qualifies as a science.
Court challenges to the
scientific nature of friction ridge identification are not new and were
attempted even before recent court decisions.
Daubert hearings are the
"flavor of the day" insofar as the format of fingerprint challenges.
Instead of seeking their own independent expert to determine if the
government erred in its
incriminating identification work, Defense instead attacks the
scientific validity of even making such identifications.
Daubert Opinion States
that:
• the trial
judge must
still screen scientific evidence to ensure it is relevant and
reliable;
• “the focus, of course,
must be solely on principles and methodology, not on the conclusions
they
generate;”
• and, factors the court
should consider include:
– testing and
validation
– peer review
– rate of error
– “general
acceptance”
Because of the
overwhelming evidence of the validity of friction ridge identification
as a science, Defense does not dare to challenge the basic fundamentals
of friction ridge identification: "uniqueness and permanence." Instead,
the tactic is to attempt to differentiate crime scene evidence
impressions as somehow a different type of comparison from what occurs
between arrest and conviction fingerprint records (which form the basis
for the criminal arrest histories in America).
Of the Daubert criteria
factors the court should consider, Defense typically attacks the "rate
of error" most stringently. Unfortunately for them, in Daubert the rate
of error has to do with the scientific procedure or methodology, and
not with mistakes occasionally made by individual experts.
Defense points to the low
rate of success (about 50%) for experts during the testing process for
certification as a Latent Print Examiner by the International
Association for Identification. What Defense does NOT advertise, is
that the low success rate is due to
the difficulty in making enough identifications within the time
allotted,
and not due to erroneous identifications (though the stringent time
constriction for the test could tempt a participant to guess when they
are not certain).
Defense also points to
results of annual proficiency tests purchased by laboratories. The test
results pointed out by Defense included a number of non-fingerprint
expert results which
did not accurately reflect the capabilities of certified experts and
others who embrace and work within national standards. Some of the
experts producing errors were merely forensic scientists (perhaps
professors?) without expertise in friction ridge identification.
Defense concentrates on
terms like "tiny, smudged and distorted" crime scene finger and palm
prints in an attempt to differentiate criminal evidence fingerprint
work from arrest history fingerprint identifications. The assumption
that crime scene impression identification is different from inked
print to inked print comparisons is
false. It is not unusual for crime scene friction ridge impressions to
have
better quality and quantity of ridge detail than the inked prints to
which
they are compared. It is also not unusual for the comparison of poor
quality
inked fingerprint cards to be as difficult as crime scene impression
comparisons.
The friction ridge detail is represented as "better or worse quality
and
quantity" information, regardless of whether the recording medium is
ink,
sweat, blood, oil, or digital capture using a live scan fingerprint
"reader."
ALL FRICTION RIDGE
IDENTIFICATIONS ARE MADE USING THE SAME DECISION (ACE-V) PROCESS.
Depending on the quality
(clarity) and quality of friction ridge detail present, a fingerprint
expert comparing two inked prints between arrest fingerprint cards may
use ALL of the information in the questioned inked impression (on the
new FP card) to effect an identification against a file print. Defense
typically avoids the fact that an identification is often established
between arrest FP cards using only a fraction of the unique friction
ridge detail present in two inked prints... exactly the
same way crime scene impressions are compared.
ALL FRICTION RIDGE
IDENTIFICATIONS ARE MADE USING THE SAME DECISION (ACE-V) PROCESS.
As explained here, there
is zero
tolerance for identification errors in friction ridge identification.
Friction
ridge identification is reliable.
Elem. Student
Answer Police Officer's Answer
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Is
fingerprint identification a science.... and can tiny fragments of
finger or palm prints be reliably identified in accordance with modern
legal and scientific guidelines?
Of course. Trust your
crime lab.
Click here to see
details of court challenges
to the science of friction ridge identification.
Who do you see or hear
making allegations of the absence of science in forensic laboratories
employing latent print examiners? Here are some of the recent
characters:
1 - Defense
attorneys who don't claim the incriminating fingerprints were not made
by their client, but instead that fingerprints cannot be scientifically
identified in a crime lab. Yes, they know they can click here and
hire an independent expert with credentials as good as the government's
expert for less than the cost of a Daubert hearing. And no, don't
expect them to give a direct answer as to why they don't just have
another expert explain how and why the impression was not made by their
client... let's not confuse things with the truth.
2- An author (Simon
Cole) who has written a book (at least partially based on lurking on
the Internet and monitoring persons he believed to be fingerprint
experts). The book venture may benefit from any publicity about
fingerprints. Like news stories, status quo doesn't sell books...
controversy, exposé and hints of big trouble can boost sales. In
a special court hearing
just about him, Simon Cole was offered the
opportunity to prove the important value of his claimed knowledge and
expertise about the scientific value of fingerprint testimony.
The judge ruled, ..."Even applying the Federal Court's Daubert
Standard, what Dr. Cole has offered here is 'junk science"...
3 - A Law Professor
(James Starrs) who is embarrassed because his wizard-like
prediction of the utter collapse of fingerprints has not occurred. In
1996 Starrs predicted the utter collapse of fingerprints as scientific
evidence:
"The word is
out and it is enough to startle, perplex and lay fingerprint examiners
low. The short of it is that fingerprint identifications are worse than
on the ropes. They are down and verging on being counted
out. This citadel of forensic science is not only
fissure-ridden. It is veering towards collapse..." (by James
Starrs, from the front page of his "Scientific Sleuthing Review," Vol.
20, No. 4, Winter 1996).
To add insult to injury,
his personal appearances on the witness stand, displaying inimitable
verbosity, have met with ludicrous failure to convince courts his
reasoning about latent print examiner testimony is sound.
Also see the John
Q. Public answer for more details.
John Q. Public's
Answer Elem.
Student Answer
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Is
fingerprint identification a science.... and can tiny fragments of
finger or palm prints be reliably identified in accordance with modern
legal and scientific guidelines?
Unfortunately for you, YES.
Unfortunately for the
fingerprint experts who identified your prints, Daubert hearings are
the current flavor of the month insofar as nuisance challenges your
attorney can use to postpone your trial.
Humor attempts aside, if
your fingerprint(s) was erroneously identified and that error is what
incriminates you... there is a 100% chance that the error can be
brought to light and the record set straight. For the cost of an engine
tune-up, your attorney or family can hire a
certified independent expert to review the incriminating
identification(s).
The science of friction
ridge identification is sound, and the same experts who tout its
validity to identify criminals will work equally hard to rectify an
identification error by one of "their own." There exists zero tolerance
for
identification errors.
In the very rare instance
where a fingerprint identification mistake results in an erroneous
criminal arrest, the agency involved is almost always very forthcoming
in admitting the error (usually exposed by another agency or an
independent expert).
During 1998-1999, the
largest fingerprint bureau in Scotland erroneously testified to the
fingerprint identification of two persons. Despite certified expert
challenges, the Scottish experts refused to back-down on claims that
the alleged identifications were valid. The resulting scandal exposed a
combination of incompetence and/or conspiracy which was impossible to
keep hidden. Numerous experts from around the world risked the
potential anger of their own agencies to publicly point out the false
identification.
Because the scientific
discipline of friction ridge identification has no state or national
boundaries, the truth WILL be known and incompetent or fraudulent
identification practices will not stand. Fingerprint experts do not
care whether or not you committed the crime of which you are accused,
but they DO care whether or not the friction ridge identification
sending you to jail (or exonerating you) is correct.
Elem. Student Answer
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| Why do
only some
crime labs search
unsolved case fingerprints in the FBI's national criminal fingerprint
file (IAFIS)?
Q5
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| Who
are you? Click on the correct category to see the best answer:
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Why do only some
crime labs search unsolved case
fingerprints
in the FBI's national criminal fingerprint file (IAFIS)?
Some crime laboratories
do not
have enough people or money to search fingerprints in the FBI's
computerized files. Some do not even have enough people or money to
operate a computerized fingerprint file for their own city or
county.
John Q. Public's
Answer Police
Officer's Answer
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Why do only some
crime labs search unsolved case
fingerprints
in the FBI's national criminal fingerprint file (IAFIS)?
Police administrators and laboratory managers operate
within budgets. Money constraints cause tough decisions about
distributing resources between patrol units, investigators and forensic
scientists.
Facts about the
FBI's
national fingerprint
database (called the Integrated
Automated Fingerprint Identification System or IAFIS):
- It is the largest
fingerprint database in
the world and contains fingerprints of over 44 million criminals.
- It cost over $640 million
to build and is the backbone of America's criminal history repository.
- IAFIS
software is free to all agencies and can be run from almost any
existing desktop or laptop computer.
- The FBI provides free IAFIS
software training to fingerprint experts during IAI Annual Educational Conferences.
- Only a fraction of US crime
labs have obtained and used the free IAFIS interface software provided
by the FBI (interfacing can be either direct or by sending electronic
searches to sister laboratories connected to the FBI's IAFIS wide area
network).
- Plenty of IAFIS connected
crime labs are
willing to provide free "searching" of unsolved murder or other serious
crime latent prints for labs without IAFIS.
- The FBI can furnish a
point-of-contact at an IAFIS-connected lab that is willing to search a
non-connected crime lab's important case print(s). For example, the
South Carolina State Crime Lab has in recent years solved murders by
e-mailing prints to IAFIS-connected crime labs in adjacent states.
Sometimes the
South Carolina State Crime Lab e-mailed prints to an IAFIS-connected
lab
and received results solving a murder in less than eight hours.
- There is NO VALID REASON
to delay searching unsolved murder or other serious offense latent
prints in IAFIS.
Some examples of AFIS configurations and associated costs are:
Small Agency Stand-Alone
Configuration - $80,000 to $145,000
AFIS capable of storing and searching over 20,000 finger and palm print
records: starting at $30,000
Annual AFIS supplies and system maintenance: $10,000
Full-time Certified Latent Print
Examiner annual salary: $40,000 to $105,000
Small Agency Network
Configuration - $100,000 to $165,000
Terminal networked with a regional or state AFIS: starting at $50,000
Annual AFIS supplies and system maintenance: $10,000
Full-time Certified Latent Print Examiner annual salary: $40,000 to
$105,000
Large City Crime Lab Stand-Alone
Configuration - $1,690,000 to 1,950,000
AFIS
capable of storing and searching over 200,000 finger and palm print
records: starting at $1,500,000
Annual AFIS supplies and system maintenance: $30,000
Four full-time Certified Latent Print Examiners annual salary: $160,000
to $420,000
FREE - FBI Software for Agencies
or Crime Labs with Experts but no dollars for AFIS
The FBI's IAFIS system offers an alternative to agencies with
fingerprint experts but no extra dollars for AFIS. They can use free
FBI software and an existing desktop computer to prepare unsolved case
latent fingerprints to be launched by sister agency crime labs with a
direct connection to
the FBI (such as other state crime labs if their state is not
connected).
In the post-911 era, many police administrators
believe that
throwing millions of dollars at new computer systems will improve
anti-crime/anti-terrorism abilities. A better answer is to get the
entire criminal justice system
to start using the existing national resources such as IAFIS. Standards
need to be set for professional law enforcement management with IAFIS
searching of unsolved cases as one of the "GO/NO-GO" inspection points.
Agencies
should do it right or turn it over to professionals who will.
Elem. Student
Answer Police Officer's Answer
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The Universal Latent
Workstation is the first in a new generation of interoperable
latent workstations. Several state and local agencies, the FBI, NIST,
and the AFIS vendors have been working together on standards to improve
interoperability and sharing of latent identification services. The ULW
is part of that program. It helps agencies and AFIS vendors understand
and develop the concept of encode
once and search anywhere. With the ULW you can create a native feature
set
for Printrak, Cogent, Morpho, NEC and IAFIS. Ultimately,
standards-based workstations,
such as the ULW, will provide you with the ability to search local,
state,
neighboring and the FBI IAFIS system, all with a single encoding.
Additional
information
regarding ULW in PDF format, (pdf 106k)
Additional
information
regarding ULW (HTML Version)
The Remote Fingerprint
Editing
Software provides the fingerprint identification community with a
free and complete software package to perform remote searches into the
FBI's IAFIS. RFES supports all remote IAFIS transactions to include
image and features-based searches for both latent and ten-print
fingerprints. RFES editing and human interface were developed based on
use and advice of both local law enforcement and FBI latent
specialists.
Additional
information
regarding RFES in PDF format. (pdf 134k)
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Why do only some
crime labs search unsolved case
fingerprints
in the FBI's national criminal fingerprint file (IAFIS)?
In addition to the John Q. Public
answers here, you should know that
there is NO GOOD REASON for the fingerprint experts supporting your
agency to refrain from searching the FBI's national criminal
fingerprint database.
If they will search all
unsolved serious cases through IAFIS, they can expect to identify at
least ten percent (and probably more) of the latent prints searched. Do
not take no for an answer in requiring that they begin using IAFIS.
Here are some rationalizations you might hear and answers you can give:
Rationalization: We don't have the money
for an IAFIS computer
terminal.
Answer: IAFIS
will run on almost any existing desktop or laptop computer and the
software
is free. The software comes in two versions. Universal Latent
Workstation
(ULW) and Remote Fingerprint
Editing
Software (RFES) both run on almost any Windows or NT computer.
Rationalization: We don't have the money
for a dedicated computer
connection to IAFIS and our agency does not have a secure computer
connection to e-mail criminal investigation files.
Answer: They
can prepare IAFIS files and e-mail them to other agencies using a free
(and secure) FBI e-mail account (Law Enforcement OnLine)
or send diskettes/CDs by snail-mail.
Rationalization: We don't have the time
to complete all the manual
comparisons we need to make against suspects you ask us to compare, let
alone start making cases take even longer by searching them in some
computer database.
Answer: Agency
managers should consider disbanding the Latent Print unit if they
cannot afford to staff and operate the unit in a professional manner.
Ignoring IAFIS to facilitate working more cases faster is a poor
management decision that does a disservice to the community.
John Q. Public's
Answer Elem.
Student Answer
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Why do only some
crime labs search unsolved case
fingerprints
in the FBI's national criminal fingerprint file (IAFIS)?
Sometimes it is out of
ignorance.
Sometimes the pride of an
under-funded agency means that they would rather do a shabby job with
fingerprint evidence and let cases go unsolved... than turn over
evidence to another agency
with modern methods and connectivity which could make them look bad.
If
you are in one of those jurisdictions, stay put and hope the
community doesn't wise-up and replace status quo police services with
knowledgeable professionals.
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| What
is the difference between fingerprint biometrics and automated
fingerprint identification systems (AFIS)?
Q6
|
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are you? Click on the correct category to see the best answer:
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What
is the difference between fingerprint biometrics and automated
fingerprint identification systems (AFIS)?
Biometrics is a wide-ranging topic encompassing much
more than just fingerprints (iris, face, voice, hand geometry,
etc.), including some applications that are so novel they have
never been tested in court for admissibility as a method for reliable
identification. This FAQ addresses biometric fingerprint
applications.
Biometric fingerprint systems are designed to identify
persons
who want to be
identified. AFIS is nearly the opposite... it is designed to
protect society by detecting criminals who do not want their
fingerprints recognized.
Biometric systems are normally a business
process. Such systems save companies money because it is
expensive
to keep reissuing lost passwords or PIN numbers. Also, biometrics
offer improved security compared to the post-it notes bearing passwords
often found in work cubicles or the ease of spotting someone's PIN
number as they enter it into a keypad. The most secure
fingerprint biometric systems use more than just a fingerprint, such as
also a PIN and a card or token. Some systems use multiple
biometrics such as iris and fingerprint.
Biometric fingerprint systems compare the finger or
fingers of a
person against records in a computer or on a chip, to see if the person
may be granted permission to do something such as access a computer or
enter a room. The process does not use all the information in a
fingerprint that is used by forensic scientists identifying a
fingerprint. It is more like a possible, "close-enough
correlation" of similarities.
In biometric systems, it is not a problem when the system fails to
identify a person’s fingerprint(s). The person just does not get
access until they try again (often two or three times in a normal
work environment) and are able to present their finger(s) in such a
manner as to provide an impression with better quantity and/or quality
of information (perhaps not pressed down so hard, not twisted slightly,
not tipped up on one edge, etc.)
It is very common for persons using biometric systems to see a message
that says “place your finger again” when the system fails to identify
them regardless of how carefully they try to present their finger(s)
for recording on the system.
Although some biometric systems claim to have the ability to identify
persons
who are registered in the system and trying to evade detection, there
are fundamental logic flaws to such claims. For one thing, the
distortion introduced by a person attempting to evade detection means
that the computer matching score would be lower than normal.
Because biometric systems operate in a “lights-out” mode (meaning that
there are no human fingerprint experts sitting in a room monitoring
less than optimal matching score comparisons), there would often not be
a high enough matching score to trigger a red-light or alarm for a
potential match due to distortion easily introduced.
Because they are “lights-out” processes, biometric systems, unlike law
enforcement AFIS, can only deal with the “best” matching score between
the finger(s) presented and the records on file regardless of how low
the score. Law enforcement AFIS never settles for just the “best”
matching score. In AFIS, lower scoring candidates in a list (not
the the highest matching score) are very often the correct match
for a person attempting to evade detection. The lower matching
score is the natural result of slight twisting or other pressure
distortion introduced by the person during the printing process.
Such introduction of intentional distortion is the opposite of what
biometrics are designed to deal with… biometrics are designed to ID
persons who are trying to comply and trying to present good quality
fingerprints so they can be granted a privilege.
The expertise required for positive identification of
single-print searches is a completely
different caliber from what is required for law enforcement AFIS "ten
rolled fingerprint" searches. Fingerprint Examiners (called
Fingerprint Clerks
before the job title changed) at the FBI's huge fingerprint processing
center
in Clarksburg, WV are not qualified to render opinions on latent
print-like single print comparisons from biometric systems. Those
single-print exams are made by Latent Print Examiners such as those
working in the
FBI Laboratory at Quantico, VA.
The Department of Homeland Security, the FBI and US military work to
fill the
technology gap of
"lights-out" biometrics through staffing of biometric support
activities using Latent Print
Examiners qualified to render opinions on single print
comparisons.
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What
is the difference between fingerprint biometrics and automated
fingerprint identification systems (AFIS)?
In addition to John Q. Public's answer here,
you should be aware that biometric systems normally do not capture
fingerprint information in a manner consistent with law enforcement
fingerprint standards (i.e., ANSI/NIST, FBI EFTS, Interpol).
Before 9-11, biometric systems almost universally touted that they were
not law enforcement systems, that consumers need not fear that
police might use the systems for “tracking” because only a small
portion of fingerprint information (called a template) was maintained
in the system to effect the comparison, and that template was
definitely not compatible with law enforcement AFIS.
After 9-11, many biometric fingerprint systems instantly declared that
they
were the new vanguard for detecting terrorists, despite nonconformity
with law enforcement AFIS to enable import and comparison of suspects’
fingerprints… despite the absence of fingerprint hardware that
captured rolled fingerprints
at the correct pixel per inch resolution… and despite the absence of
fingerprint recording devices (platens) that could capture four
simultaneous fingerprints for sequence
verification required by all law enforcement AFIS systems.
After 9-11, agencies like the Immigration and
Naturalization Service (now part of the Department of Homeland Security
or DHS) immediately began beefing-up biometric systems used at borders
to fill the gaps between that technology and law enforcement
AFIS. DHS employs well-qualified forensic fingerprint experts
(Latent Print Examiners) who effect identifications impossible using
only "lights-out" biometric technology.
However, some other agencies without law enforcement
fingerprint experience or expertise (those agencies who failed to
research standards always prominently
posted at www.fbi.gov, ANSI/NIST and Interpol) may have been fooled by biometric
vendors into thinking that they were
adopting electronic fingerprint systems that were as accurate and
robust at detecting terrorists via fingerprints as law
enforcement AFIS. Some activities have captured tens of
thousands of persons'
fingerprints in nonstandard formats presenting tremendous problems for
vetting against law enforcement AFIS collections of known and suspected
terrorists and other criminals.
A large federal laboratory like the FBI or Army Crime
Laboratory may only search somewhere in the neighborhood of 5,000 to
10,000 (these are estimates) single fingerprints per year against the
FBI's national AFIS (IAFIS). Thus, searching a collection of tens
of thousands of nonstandard fingerprint records as latent print
searches is a
monumental task.
Because nonstandard biometric systems cannot
accept law enforcement standard rolled fingerprint records, the
internal comparisons in
such systems are often not very meaningful insofar as detecting persons
on law enforcement/terrorism watch lists. The most wanted
terrorist in the world could register in the system easily just by
giving a false name. He is then known in that system under the
false identity. He is free to plan attacks on the facility using
information
learned while he was permitted inside. Isolated biometric systems
incapable of interfacing with law enforcement AFIS give a false sense
of security insofar as vetting against the thousands of known and
suspected terrorists' fingerprints the US government has on file in law
enforcement AFIS networks.
Also, non-law enforcement standard electronic fingerprints complicate
(and in most biometric systems preclude)
comparison against latent prints harvested from bombs and other
terrorism-related evidence. Department
of Homeland Security, the FBI and US military biometric support
activities have created specialized systems that increase the ability
to utilize nonstandard fingerprints for conventional law enforcement
type comparisons... and some great successes have occurred to identify
latent fingerprints and record fingerprints of criminals, including
known and suspected terrorists' fingerprints on bombs and other
important evidence.
John Q. Public's
Answer Elem.
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What
is the difference between fingerprint biometrics and automated
fingerprint identification systems (AFIS)?
Biometrics is the system you will use in prison so you
can get back in from the exercise yard or go to the cafeteria.
AFIS is the system that puts you there.
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